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According to the announcement, the self-examination period of insider information about the stock trading of this transaction is from six months before the merging parties first disclose this transaction or apply for stock suspension for this transaction (whichever is earlier) to the day before the first disclosure of "Guotai Junan Securities Co., Ltd. Share Exchange, Absorbing and Merging Haitong Securities Co., Ltd. and Raising Matching Funds and Related Party Transactions (Draft)", that is, from March 5, 2024 to November 21, 2024.Choose your nickname! First come, first served, go to customization > >Institutional trading situation

In addition to natural persons, the transactions of Guotai Junan A-shares and Haitong Securities A-shares by relevant institutions mainly involve self-operated accounts, asset management accounts and margin financing and securities lending accounts of institutions.According to the announcement, according to the relevant documents, based on the verification scope of insider information of this transaction and the self-inspection of relevant institutions and personnel, and on the premise that the self-inspection report, relevant explanations and commitments and interview confirmation information issued by the insider information are true, accurate and complete, the buying and selling of A shares of Guotai Junan and/or Haitong Securities by the above-mentioned relevant institutions and personnel during the self-inspection period does not constitute insider trading, and their buying and selling of shares will not constitute a substantial legal obstacle to this transaction.On September 5 this year, Guotai Junan and Haitong Securities announced at the same time that Guotai Junan and Haitong Securities are planning to merge Haitong Securities with Guotai Junan and issue shares to raise matching funds. This merger case has attracted much attention from the market.

Eleven natural persons bought and sold A shares during the self-inspection period.Eleven natural persons bought and sold A shares during the self-inspection period.According to the announcement, according to the relevant documents, based on the verification scope of insider information of this transaction and the self-inspection of relevant institutions and personnel, and on the premise that the self-inspection report, relevant explanations and commitments and interview confirmation information issued by the insider information are true, accurate and complete, the buying and selling of A shares of Guotai Junan and/or Haitong Securities by the above-mentioned relevant institutions and personnel during the self-inspection period does not constitute insider trading, and their buying and selling of shares will not constitute a substantial legal obstacle to this transaction.